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Seventh Circuit Rules
CIRCUIT RULE 1. Scope of
Rules
These rules govern procedure
in the United States Court of Appeals for the Seventh Circuit. They are
to be known as the Circuit Rules of the United States Court of Appeals
for the Seventh Circuit.
CIRCUIT RULE 2.
Suspension of Circuit Rules
In the interest of expediting
decision or for other good cause, the court may suspend the requirements
of these Circuit Rules.
CIRCUIT RULE 3.
Notice of Appeal, Docketing Fee, Docketing Statement, and Designation of
Counsel of Record
(a) Forwarding Copy of Notice
of Appeal. When the clerk of the district court sends to the clerk of
this court a copy of the notice of appeal, the district court clerk
shall include any docketing statement. In civil cases the clerk of the
district court shall include the judgments or orders under review, any
transcribed oral statement of reasons, opinion, memorandum of decision,
findings of fact, and conclusions of law. The clerk of the district
court shall also complete and include the Seventh Circuit Appeal
Information Sheet in the form prescribed by this court.
(b) Dismissal of Appeal for
Failure to Pay Docketing Fee. If a proceeding is docketed without
prepayment of the docketing fee, the appellant shall pay the fee within
14 days after docketing. If the appellant fails to do so, the clerk is
authorized to dismiss the appeal.
(c)(1) Docketing Statement.
The appellant must serve on all parties a docketing statement and file
it with the clerk of the district court at the time of the filing of the
notice of appeal or with the clerk of this court within seven days of
filing the notice of appeal. The docketing statement must comply with
the requirements of Circuit Rule 28(a). If there have been prior or
related appellate proceedings in the case, or if the party believes that
the earlier appellate proceedings are sufficiently related to the new
appeal, the statement must identify these proceedings by caption and
number. The statement also must describe any prior litigation in the
district court that, although not appealed, (a) arises out of the same
criminal conviction, or (b) has been designated by the district court as
satisfying the criteria of 28 U.S.C. §1915(g). If any of the parties to
the litigation appears in an official capacity, the statement must
identify the current occupant of the office. The docketing statement in
a collateral attack on a criminal conviction must identify the
prisoner's current place of confinement and its current warden; if the
prisoner has been released, the statement must describe the nature of
any ongoing custody (such as supervised release) and identify the
custodian. If the docketing statement is not complete and correct, the
appellee must provide a complete one to the court of appeals clerk
within 14 days after the date of the filing of the appellant's docketing
statement.
(2) Failure to file the
docketing statement within 14 days of the filing of the notice of appeal
will lead to the imposition of a $100 fine on counsel. Failure to file
the statement within 28 days of the filing of the notice of appeal will
be treated as abandonment of the appeal, and the appeal will be
dismissed. When the appeal is docketed, the court will remind the
litigants of these provisions.
(d) Counsel of Record. The
attorney whose name appears on the docketing statement or other document
first filed by that party in this court will be deemed counsel of
record, and a separate notice of appearance need not be filed. If the
name of more than one attorney is shown, the attorney who is counsel of
record must be clearly identified. (There can be only one counsel of
record.) If no attorney is so identified, the court will treat the first
listed as counsel of record. The court will send documents only to the
counsel of record for each party, who is responsible for transmitting
them to other lawyers for the same party. The docketing statement or
other document must provide the post office address and telephone number
of counsel of record. The names of other members of the Bar of this
Court and, if desired, their post office addresses, may be added but
counsel of record must be clearly identified. An attorney representing a
party who will not be filing a document shall enter a separate notice of
appearance as counsel of record indicating the name of the party
represented. Counsel of record may not withdraw, without consent of the
court, unless another counsel of record is simultaneously substituted.
CIRCUIT RULE 8. Motions for
Stays and Injunctions Pending Appeal
Counsel's obligation under
Fed. R. App. P. 8(a) to provide this court with the reasons the district
judge gave for denying relief includes an obligation to supply any
statement of reasons by a magistrate judge or bankruptcy judge. Filing
with the motion a copy of the order or memorandum of decision in which
the reasons were stated, or if they were stated orally in open court, a
copy of the transcript of proceedings is preferred; but, in an
emergency, if such a copy is not available, counsel's statement of the
reasons given by the district or bankruptcy court will suffice.
CIRCUIT RULE 9. Motions
Concerning Custody Pending Trial or Appeal
(a) All requests for release
from custody pending trial shall be by motion. The defendant shall file
a notice of appeal followed by a motion.
(b) All requests to reverse
orders granting bail or enlargement pending trial or appeal shall be by
motion. The government shall file a notice of appeal followed by a
motion.
(c) All requests for release
from custody after sentencing and pending the disposition of the appeal
shall be by motion in the main case. There is no need for a separate
notice of appeal.
(d) Any motion filed under
this rule shall be accompanied by a memorandum of law.
CIRCUIT RULE 10.
Preparation of Record in District Court Appeals
(a) Record Preparation Duties.
The clerk of the district court shall prepare within 14 days of filing
the notice of appeal the original papers, transcripts filed in the
district court, and exhibits received or offered in evidence (with the
exceptions listed below). The transcript of a deposition is "filed"
within the meaning of this rule, and an exhibit is "received or
offered," to the extent that it is tendered to the district court in
support of a brief or motion, whether or not the rules of the district
court treat deposition transcripts or exhibits as part of the record.
These materials may be designated as part of the record on appeal
without the need for a motion under Fed. R. App. P. 10(e). Counsel must
ensure that exhibits and transcripts to be included in the record which
are not in the possession of the district court clerk are furnished to
the clerk within fourteen days after the filing of the notice of appeal.
The following items will not be included in a record unless specifically
requested by a party by item and date of filing within fourteen days
after the notice of appeal is filed or unless specifically ordered by
this court:
briefs and memoranda,
notices of filings,
subpoenas,
summonses,
motions to extend time,
affidavits and admissions of
service and mailing,
notices of settings,
depositions and notices, and
jury lists.
(b) Correction or Modification
of Record. A motion to correct or modify the record pursuant to Rule
10(e), Fed. R. App. P., or a motion to strike matter from the record on
the ground that it is not properly a part thereof shall be presented
first to the district court. That court's order ruling on the motion
will be transmitted to this court as part of the record.
(c) Order or Certification
with Regard to Transcript. Counsel and court reporters are to utilize
the form prescribed by this court when ordering transcripts or
certifying that none will be ordered. For specific requirements, see
Rules 10(b) and 11(b), Fed. R. App. P.
(d) Ordering Transcripts in
Criminal Cases.
(1) Transcripts in Criminal
Justice Act Cases. At the time of the return of a verdict of guilty or,
in the case of a bench trial, an adjudication of guilt in a criminal
case in which the defendant is represented by counsel appointed under
the Criminal Justice Act (C.J.A.), counsel for the defendant shall
request a transcript of testimony and other relevant proceedings by
completing a C.J.A. Form No. 24 and giving it to the district judge. If
the district judge believes an appeal is probable, the judge shall order
transcribed so much of the proceedings as the judge believes necessary
for an appeal. The transcript shall be filed with the clerk of the
district court within 40 days after the return of a verdict of guilty
or, in the case of a bench trial, the adjudication of guilt or within
seven days after sentencing, whichever occurs later. If the district
judge decides not to order the transcript at that time, the judge shall
retain the C.J.A. Form No. 24 without ruling. If a notice of appeal is
filed later, appointed counsel or counsel for a defendant allowed after
trial to proceed on appeal in forma pauperis shall immediately notify
the district judge of the filing of a notice of appeal and file or renew
the request made on C.J.A. Form No. 24 for a free transcript.
(2) Transcripts in Other
Criminal Cases. Within 14 days after filing the notice of appeal in
other criminal cases, the appellant or appellant's counsel shall deposit
with the court reporter the estimated cost of the transcript ordered
pursuant to Rule 10(b), Fed. R. App. P., unless the district court
orders that the transcript be paid for by the United States. A
non-indigent appellant must pay a pro rata share of the cost of a
transcript prepared at the request of an indigent co-defendant under the
Criminal Justice Act unless the district court determines that fairness
requires a different division of the cost. Failure to comply with this
paragraph will be cause for dismissal of the appeal.
(e) Indexing of Transcript.
The transcript of proceedings to be transmitted to this court as part of
the record on appeal (and any copies prepared for the use of the court
or counsel in the case on appeal) shall be bound by the reporter in a
volume or volumes, with the pages consecutively numbered throughout all
volumes. The transcript of proceedings, or the first volume thereof,
shall contain a suitable index, which shall refer to the number of the
volume as well as the page, shall be cumulative for all volumes, and
shall include the following information:
(1) An alphabetical list of
witnesses, giving the pages on which the direct and each other
examination of each witness begins.
(2) A list of exhibits by
number, with a brief description of each exhibit indicating the nature
of its contents, and with a reference to the pages of the transcript
where each exhibit has been identified, offered, and received or
rejected.
(3) A list of other
significant portions of the trial such as opening statements, arguments
to the jury, and instructions, with a reference to the page where each
begins.
When the record includes
transcripts of more than one trial or other distinct proceeding, and it
would be cumbersome to apply this paragraph to all the transcripts taken
together as one, the rule may be applied separately to each transcript
of one trial or other distinct proceeding.
(f) Presentence Reports. The
presentence report is part of the record on appeal in every criminal
case. The district court should transmit this report under seal, unless
it has already been placed in the public record in the district court.
If the report is transmitted under seal, the report may not be included
in the appendix to the brief or the separate appendix under Fed. R. App.
P. 30 and Circuit Rule 30. Counsel of record may review the presentence
report at the clerk's office but may not review the probation officer's
written comments and any other portion submitted in camera to the trial
judge.
(g) Effect of Omissions from
the Record on Appeal. When a party's argument is countered by a
contention of waiver for failure to raise the point in the trial court
or before an agency, the party opposing the waiver contention must give
the record cite where the point was asserted and also ensure that the
record before the court of appeals contains the relevant document or
transcript.
CIRCUIT RULE 11. Record on
Appeal
(a) Record Transmission.
Appellate records from the Eastern Division of the Northern District of
Illinois are to be transmitted to the court of appeals when prepared.
Prepared appellate records from all other courts in the circuit are to
be temporarily retained by the district court clerk's office pursuant to
Rule 11(c), Fed. R. App. P. Rule 11(c) certification is not required.
After the appeal is ready for scheduling for oral argument or
submission, the clerk of the court of appeals will notify the district
court clerk to transmit the record to the court of appeals. The parties
may agree or the court of appeals may order that the record be sent to
the clerk of the court of appeals at an earlier time. But in no event
shall the clerk of the district court transmit bulky items, currency,
securities, liquids, drugs, weapons, or similar items without a specific
order of this court.
(b) Transcript and Other
Supplemental Transmissions. When trial or hearing transcripts, or other
parts of the record, are filed with the clerk of the district court (or
exhibits that have been retained in the district court for use in
preparation of the transcript are returned to the clerk) after initial
transmission of the record, they shall be immediately transmitted to
this court and filed as a supplemental record without the requirement of
this court's order. This immediate transmission meets the requirements
of Rule 11(b), Fed. R. App. P., that the court reporter notify the clerk
of the court of appeals that the transcript has been filed with the
clerk of the district court.
(c) Extension of Time.
(1) Requests for Extension to
be Addressed to Court of Appeals. All requests for extension of time for
filing the record or parts thereof shall be addressed to the court of
appeals.
(2) Extension of Time for
Preparation of Transcript. Any request by a court reporter for an
extension of time longer than 30 days from the date the transcript was
first ordered must be filed with the clerk of this court on a form
prescribed by the court. The request must include the date the
transcript was ordered, the reasons for both that request, and any
previous requests for extensions of time, and a certificate that all
parties or their counsel have been sent a copy of the request. If the
request is for an extension of time longer than 60 days from the date
the transcript was first ordered, it must include a statement from the
district judge who tried the case or the chief judge of the district
court that the request has been brought to that judge's attention and
that steps are being taken to insure that all ordered transcripts will
be promptly prepared.
(d) Withdrawal of Record.
During the time allowed for the preparation and filing of a brief, an
attorney for a party or a party acting pro se may withdraw the record
upon giving a receipt to the clerk who has physical custody of the
record. Once a panel of judges is assigned, a record may not be
withdrawn without an order of the court. Original exhibits may not be
withdrawn but may be examined only in the clerk's office. The party who
has withdrawn the record may not file a brief or petition for rehearing
until the record has been returned to the clerk's office from which it
was withdrawn. Except as provided above, the record shall not be taken
from a clerk's office without leave of this court on written motion.
Failure of a party to return the record to the clerk may be treated as
contempt of this court. When the party withdrawing the record is
incarcerated, the clerk who has physical custody of the record, on order
of this court, will send the record to the warden of the institution
with the request that the record be made available to the party under
supervised conditions and be returned to the respective clerk before a
specified date.
CIRCUIT RULE 12. Docketing
the Appeal
(a) Docketing. The clerk will
notify counsel and parties acting pro se of the date the appeal is
docketed.
(b) Caption. The parties on
appeal shall be designated in the title of the cause in court as they
appeared in the district court, with the addition of identification of
appellant and appellee, for example, John Smith, Plaintiff-Appellee v.
William Jones, Defendant-Appellant. Actions seeking habeas corpus shall
be designated "Petitioner v. Custodian" and not "United States ex rel.
Petitioner v. Custodian."
CIRCUIT RULE 22. Death
Penalty Cases.
(a) Operation and Scope.
(1) These rule applies to all cases involving persons under sentence of
capital punishment.
(2) Cases within the scope of this rule will be assigned to a panel as
soon as the appeal is docketed. The panel to which a case is assigned
will handle all substantial matters pertaining to the case, including
certificates of appealability, stays of execution, consideration of the
merits, second or successive petitions, remands from the Supreme Court
of the United States, and associated procedural matters. If a judge on
the panel is unavailable to participate, another judge may be
substituted.
(3) Pursuant to 18 U.S.C. §3006A, and 21 U.S.C. §848(q), 28 U.S.C.
§2254(h), and 28 U.S.C. §2255(g), appellate counsel shall be appointed
for any person under a sentence of death who is financially unable to
obtain representation, requests that counsel be appointed, and does not
already have counsel appointed by a state under 28 U.S.C. §2261.
(4) The panel to which a case is assigned may make changes in procedure
and scheduling in any case when justice so requires.
(b) Notice of Appeal and Required Documents.
(1) The district court clerk must notify the clerk of this court by
telephone immediately upon the filing of a notice of appeal of a case
within the scope of this rule. In all cases within the scope of this
rule, the district court clerk must immediately transmit the record to
the court of appeals. A supplemental record may be sent later if items
are not currently available.
(2) Upon receipt of the record from the district court clerk, or any
petition, application or motion invoking the jurisdiction of this court,
the clerk of this court shall docket the appeal. The panel will be
immediately notified.
(3) Upon filing a notice of appeal, the appellant shall immediately
transmit to the court four copies of, or a citation to, each state or
federal court opinion, memorandum decision, order, transcript of oral
statement of reasons, or judgment involving an issue to be presented on
appeal to this court. If a document or transcript is needed and is not
immediately available, appellant shall submit an affidavit as to the
decision and reasons given by the court. Appellant shall file the
document or transcript as soon as it is available.
(c) Briefs.
(1) Unless the court sets another schedule, the following time
limitations apply.
(A) On direct appeal in a federal criminal prosecution, the appellant
shall serve and file a brief within 63 days after the date on which the
appeal is docketed. The appellee shall serve and file a brief within 49
days after service of the brief by the appellant. The appellant may
serve and file a reply brief within 21 days after service of the brief
by the appellee.
(B) In all other cases within the scope of this rule the appellant will
have 28 days from the date on which the notice of appeal is filed to
file and serve a brief. The appellee then will have 21 days from the
service of the brief to file and serve a brief. Within seven days after
service of the appellee's brief, appellant may file and serve a reply
brief.
(2) If an issue is raised that was not presented at a prior stage of the
litigation (for example, in the district court, the appropriate state
court, or this court on a prior appeal), the party raising the issue
must state why the issue was not raised and why relief should
nonetheless be granted.
(d) Submission and Oral Argument.
(1) The court will hear oral argument in every direct appeal in a
federal criminal prosecution and in every appeal from the decision
concerning an initial petition under 28 U.S.C. §2254 in a state case. In
any other case, a request for oral argument will be evaluated under the
standards of Fed. R. App. P. 34(a).
(2) Oral argument will be held expeditiously after the filing of the
reply brief.
(3) The merits of an appeal may be decided summarily if the panel
decides that an appeal is frivolous. In such a case, the panel may issue
a single opinion deciding both the merits of the appeal and the motion
for a stay of execution.
(e) Opinion or Order.
(1) The panel's decision shall be made without undue delay. In cases to
which 28 U.S.C. §2266 applies, the panel's decision will be issued no
later than 120 days after the date the reply brief was filed.
(2) In cases in which an execution date has been set and not stayed, the
panel will release the decision with dispatch to allow the losing party
time to ask for rehearing or consideration by the Supreme Court.
(f) Panel or En Banc Rehearing.
(1) Any active judge of the court may, within 14 days after filing of
the opinion, notify the panel and the clerk to hold issuance of the
mandate and poll the court for en banc consideration. If the mandate has
already issued, it may be recalled by the panel or by the en banc court.
All judges are to vote within 14 days after the request for the vote on
en banc consideration. A judge unable by reason of illness or absence to
act within the time allowed by this rule may extend the time to act for
a reasonable period upon written notice to the other judges. Unless
within 30 days after the petition for rehearing, or the answer to the
petition (if one has been requested), is filed, a majority of the panel,
or of the judges in active service, has voted to grant rehearing or
rehearing en banc, the court will enter an order denying the petition.
(2) If the court decides to rehear an appeal en banc, the appeal will be
scheduled for oral argument expeditiously and decided within the time
allowed by 28 U.S.C. §2266(c).
(g) Second or Successive Petitions or Appeals. A second or successive
petition or appeal will be assigned to the panel that handled the first
appeal, motion for stay of execution, application for certificate of
appealability or other prayer for relief. A motion for leave to commence
a second or successive case is governed by Circuit Rule 22.2 and
likewise will be assigned to the original panel.
(h) Stay of Execution.
(1) A stay of execution is granted automatically (A) on direct appeal in
a federal criminal prosecution by Fed. R. Crim. P. 38(a), and (B) in
some state cases by 28 U.S.C. §2262(a). A stay of execution is forbidden
in some state cases by 28 U.S.C. §2262(b) and (c). All requests with
respect to stays of execution over which the court possesses discretion,
or in which any party contends that §2262 or Rule 38(a) has not been
followed, must be made by motion under this rule.
(2) An appellant may not file a motion to stay execution or to vacate a
stay of execution unless there is an appeal accompanied by a certificate
of appealability or four copies of a request that this court issue a
certificate of appealability together with a copy of the district
judge's statement as to why the certificate should not issue. The
request for a certificate of appealability and the motion to stay
execution shall be decided together.
(3) The movant shall file four copies of the motion and shall
immediately notify opposing counsel by telephone. If the following
documents have not yet been filed with this court as part of the record,
a copy of each shall be filed with each copy of the motion:
(i) certificate of appealability;
(ii) the complaint, petition or motion seeking relief in the district
court and the response thereto;
(iii) the district court decision on the merits;
(iv) the motion in the district court to stay execution or vacate stay
of execution and the response thereto; and
(v) the district court decision on the motion to stay execution or
vacate stay of execution.
If any required document cannot be filed, the movant shall state the
reason for the omission.
(4) If an issue is raised that was not presented at a prior stage of the
litigation (for example, in the district court, the appropriate state
court, or this court on a prior appeal), the party raising the issue
must state why the issue was not raised and why relief should
nonetheless be granted.
(5) If the attorney for the government has no objection to the motion
for stay, the court shall enter an order staying the execution.
(6) Parties shall endeavor to file motions with the clerk during normal
business hours. Parties having emergency motions during nonbusiness
hours shall call the clerk's telephone number for recorded instructions.
The clerk shall promptly notify, by telephone, the designated
representatives of the appropriate governmental body or counsel for
petitioner of any such motions or other communications received by the
clerk during nonbusiness hours. Each side must keep the clerk informed
of the home and office telephone number of one attorney who will serve
as emergency representative.
(7) An order of the panel granting or denying a motion to issue or
vacate a stay of execution shall set forth the reasons for its decision.
(i) Clerk's List of Cases. The clerk shall maintain a list by
jurisdiction of cases within the scope of this rule.
(j) Notification of State
Supreme Court Clerk. The clerk shall send to the state supreme court a
copy of the final decision in any habeas corpus case within the scope of
this rule.
Circuit Rule 22.2.
Successive Petitions for Collateral Review
(a) A request under 28 U.S.C. §2244(b) or the final paragraph of 28
U.S.C. §2255 for leave to file a second or successive petition must
include the following information and attachments, in this order:
(1) A disclosure statement, if required by Circuit Rule 26.1.
(2) A short narrative statement of all claims the person wishes to
present for decision. This statement must disclose whether any of these
claims has been presented previously to any state or federal court and,
if it was, how each court to which it was presented resolved it. If the
claim has not previously been presented to a federal court, the
applicant must state either:
(A) That the claim depends on a new rule of constitutional law, made
retroactive to cases on collateral review by the Supreme Court; or
(B) That the factual predicate for the claim could not have been
discovered previously through the exercise of due diligence and that the
facts, if proven and viewed in light of the evidence as a whole, would
be sufficient to establish by clear and convincing evidence that no
reasonable fact-finder would have found the applicant guilty of the
crime, had there been no constitutional error.
(3) A short narrative statement explaining how the person proposes to
establish the requirements mentioned above. An applicant who relies on a
new rule of constitutional law must identify the new rule, the case that
establishes that rule, and the decision of the Supreme Court that holds
this new rule applicable to cases on collateral review.
(4) Copies of all opinions rendered by any state or federal court
previously rendered in the criminal prosecution, any appeal, and any
collateral attack.
(5) Copies of all prior petitions or motions for collateral review.
(b) A copy of the application, together with all attachments, must be
served on the attorney for the appropriate government agency at the same
time as the application is filed with the court. The application must
include a certificate stating who was served, by what means, and when.
If the application is made by a prisoner who is not represented by
counsel, filing and service may be made under the terms of Fed. R. App.
P. 4(c).
(c) Except in capital cases in which execution is imminent, the attorney
for the custodian (in state cases) or the United States Attorney (in
federal cases) may file a response within 14 days. When an execution is
imminent, the court will not wait for a response. A response must
include copies of any petitions or opinions that the applicant omitted
from the papers.
(d) The applicant may file a reply memorandum within 14 days of the
response, after which the request will be submitted to a panel of the
court for decision.
(e) An applicant's failure to supply the information and documents
required by this rule will lead the court to dismiss the application,
but without prejudice to its renewal in proper form.
CIRCUIT RULE 26. Extensions
of Time to File Briefs
Extensions of time to file briefs are not favored. A request for an
extension of time shall be in the form of a motion supported by
affidavit. The date the brief is due shall be stated in the motion. The
affidavit must disclose facts which establish to the satisfaction of the
court that with due diligence, and giving priority to the preparation of
the brief, it will not be possible to file the brief on time.
In addition, if the time for filing the brief has been previously
extended, the affidavit shall set forth the filing date of any prior
motions and the court's ruling thereon. All factual statements required
by this rule shall be set forth with specificity. Generalities, such as
that the purpose of the motion is not for delay, or that counsel is too
busy will not be sufficient.
Grounds that may merit consideration are:
(1) Engagement in other litigation, provided such litigation is
identified by caption, number, and court, and there is set forth (a) a
description of action taken on a request for continuance or deferment of
other litigation; (b) an explanation of the reasons why other litigation
should receive priority over the case in which the petition is filed;
and (c) other relevant circumstances including why other associated
counsel cannot either prepare the brief for filing or, in the
alternative, relieve the movant's counsel of the other litigation
claimed as a ground for extension.
(2) The matter under appeal is so complex that an adequate brief cannot
reasonably be prepared by the date the brief is due, provided that the
complexity is factually demonstrated in the affidavit.
(3) Extreme hardship to counsel will result unless an extension is
granted, in which event the nature of the hardship must be set forth in
detail.
The motion shall be filed at least seven days before the brief is due,
unless it is made to appear in the motion that the facts which are the
basis of the motion did not exist earlier or were not, or with due
diligence could not have been, known earlier to the movant's counsel.
Notice of the fact that an extension will be sought must be given to the
opposing counsel together with a copy of the motion prior to the filing
thereof.
In criminal cases, or in other
cases in which a party may be in custody (including military service), a
statement must be set forth in the affidavit as to the custodial status
of the party, including the conditions of the party's bail, if any.
CIRCUIT RULE 26.1.
Disclosure Statement
(a) Who Must File. Every
attorney for a non-governmental party or amicus curiae, and every
private attorney representing a governmental party, must file a
statement under this rule. A party or amicus required to file a
corporate disclosure statement under Fed. R. App. P. 26.1 may combine
the information required by subsection (b) of this rule with the
statement required by the national rule.
(b) Contents of Statement. The statement must disclose the names of all
law firms whose partners or associates have appeared for the party or
amicus in the case (including proceedings in the district court or
before an administrative agency) or are expected to appear in this
court. If any litigant is using a pseudonym, the statement must disclose
the litigant's true name. A disclosure required by the preceding
sentence will be kept under seal.
(c) Time for Filing. The
statement under this rule and Fed. R. App. P. 26.1 must be filed no
later than 21 days after docketing the appeal, with a party's first
motion or response to an adversary's motion, or when directed by the
court, whichever time is earliest. A disclosure statement also must
accompany any petition for permission to appeal under Fed. R. App. P. 5
and must be included with each party's brief. See Fed. R. App. P.
28(a)(1), (b).
(d) Duty to Update. Counsel must file updated disclosure statements
under this rule and Fed. R. App. P. 26.1 within 14 days of any change in
the information required to be disclosed.
CIRCUIT RULE 28. Briefs
Briefs must conform to Fed. R.
App. P. 28 and the additional provisions in Circuit Rules 12(b), 30 and
52. The following requirements supplement those in the corresponding
provisions of Fed. R. App. P. 28:
(a) Appellant's Jurisdictional Statement. The jurisdictional statement
in appellant's brief, see Fed. R. App. P. 28(a)(4), must contain the
following details:
(1) The statement concerning the district court's jurisdiction shall
identify the provision of the constitution or federal statute involved
if jurisdiction is based on the existence of a federal question. If
jurisdiction depends on diversity of citizenship, the statement shall
identify the jurisdictional amount and the citizenship of each party to
the litigation. If any party is a corporation, the statement shall
identify both the state of incorporation and the state in which the
corporation has its principal place of business. If any party is an
unincorporated association or partnership the statement shall identify
the citizenship of all members. The statement shall supply similar
details concerning the invocation of supplemental jurisdiction or other
sources of jurisdiction.
(2) The statement concerning appellate jurisdiction shall identify the
statutory provision believed to confer jurisdiction on this court and
the following particulars:
(i) The date of entry of the
judgment or decree sought to be reviewed.
(ii) The filing date of any motion for a new trial or alteration of the
judgment or any other motion claimed to toll the time within which to
appeal.
(iii) The disposition of such a motion and the date of its entry.
(iv) The filing date of the notice of appeal (together with information
about an extension of time if one was granted).
(v) If the case is a direct appeal from the decision of a magistrate
judge, the dates on which each party consented in writing to the entry
of final judgment by the magistrate judge.
(3) If the appeal is from an order other than a final judgment which
adjudicates all of the claims with respect to all parties, counsel shall
provide the information necessary to enable the court to determine
whether the order is immediately appealable. Elaboration will be
necessary in the following cases although the list is illustrative
rather than exhaustive:
(i) If any claims or parties remain for disposition in the district
court, identify the nature of these claims and the ground on which an
appeal may be taken in advance of the final judgment. If there has been
a certificate under Fed. R. Civ. P. 54(b) or if this is an appeal by
permission under 28 U.S.C. § 1292(b), give the particulars and describe
the relation between the claims or parties subject to the appeal and the
claims or parties remaining in the district court.
(ii) If the ground of jurisdiction is the "collateral order doctrine,"
describe how the order meets each of the criteria of that doctrine:
finality, separability from the merits of the underlying action, and
practical unreviewability on appeal from a final judgment. Cite
pertinent cases establishing the appealability of orders of the
character involved.
(iii) If the order sought to be reviewed remands a case to a bankruptcy
judge or administrative agency, explain what needs to be done on remand
and why the order is nonetheless "final."
(iv) Whenever some issues or parties remain before the district court,
give enough information to enable the court to determine whether the
order is appealable. Appeals from orders granting or staying arbitration
or abstaining from decision as well as appeals from the grant or denial
of injunctions require careful exposition of jurisdictional factors.
(b) Appellee's Jurisdictional
Statement. The appellee's brief shall state explicitly whether or not
the jurisdictional summary in the appellant's brief is complete and
correct. If it is not, the appellee shall provide a complete
jurisdictional summary.
(c) Statement of the Facts. The statement of the facts required by Fed.
R. App. P. 28(a)(7) shall be a fair summary without argument or comment.
No fact shall be stated in this part of the brief unless it is supported
by a reference to the page or pages of the record or the appendix where
that fact appears.
(d) Brief in Multiple Appeals.
(1) Order and Number of
Briefs. [superceded by Fed. R. App. P. 28.1; eff. 12/01/05]
(a) If a cross-appeal is filed, the clerk will designate which party
will file the opening brief, and will set a briefing schedule. The
adverse party may file a combined responsive brief and opening brief in
its own appeal. This brief may not exceed the page limitation for
principal briefs. The party that filed the opening brief may file a
combined responsive brief to the cross-appeal and reply brief in its own
appeal. This brief may not exceed the page limitation for reply briefs.
(b) The court will entertain motions for realignment of the briefing
schedule and enlargement of the number of pages when the norm
established by this rule proves inappropriate. Because it is improper to
take a cross-appeal in order to advance additional arguments in support
of a judgment, the court will not grant motions under this subsection by
cross-appellants that do not seek to enlarge their rights under the
judgment.
(2) Captions of Briefs in Multiple Appeals. When two or more parties
file cross-appeals or other separate but related appeals, the briefs
shall bear the appellate case numbers and captions of all related
appeals.
(e) Citation of Supplemental
Authority. Counsel shall file the original letter and ten copies of
supplemental authorities drawn to the court's attention under Fed. R.
App. P. 28(j).
(f) Citation to the United
States Reports. Citation to the opinions of the Supreme Court of the
United States must include the Volume and page of the United States
Reports, once the citation is available.
CIRCUIT RULE 30. Appendices
(a) Contents. The appellant
shall submit, bound with the main brief, an appendix containing the
judgment or order under review and any opinion, memorandum of decision,
findings of fact and conclusions of law, or oral statement of reasons
delivered by the trial court or administrative agency upon the rendering
of that judgment, decree, or order.
(b) Additional Contents. The appellant shall also include in an
appendix:
(1) Copies of any other opinions, orders, or oral rulings in the case
that address the issues sought to be raised. If the appellant's brief
challenges any oral ruling, the portion of the transcript containing the
judge's rationale for that ruling must be included in the appendix.
(2) Copies of any opinions or orders in the case rendered by magistrate
judges or bankruptcy judges that address the issues sought to be raised.
(3) Copies of all opinions, orders, findings of fact and conclusions of
law rendered in the case by administrative agencies (including their
administrative law judges and adjudicative officers such as
administrative appeals judges, immigration judges, members of boards and
commissions, and others who serve functionally similar roles). This
requirement applies whether the original review of the administrative
decision is in this court or was conducted by the district court.
(4) If this is a collateral attack on a criminal conviction, then the
appendix also must include copies of all opinions by any federal court
or state appellate court previously rendered in the criminal
prosecution, any appeal, and any earlier collateral attack.
(5) An order concerning a motion for new trial, alteration or amendment
of the judgment, rehearing, and other relief sought under Rules 52(a) or
59, Fed. R. Civ. P.
(6) Any other short excerpts from the record, such as essential portions
of the pleading or charge, disputed provisions of a contract, pertinent
pictures, or brief portions of the transcript, that are important to a
consideration of the issues raised on appeal.
(7) The documents in (b) may also be placed in the appendix bound with
the brief if these documents when added to the required appendix in (a)
do not exceed fifty pages.
(c) Appendix to the brief of a Cross-Appellant. The brief of a
cross-appellant must comply with this rule, but it need not include
materials contained in the appendix of the appellant.
(d) Statement that All Required Materials are in Appendix. The appendix
to each appellant's brief shall contain a statement that all of the
materials required by parts (a) and (b) of this rule are included. If
there are no materials within the scope of parts (a) and (b) of this
rule, counsel shall so certify.
(e) Stipulated Joint Appendix and Supplemental Appendices. The parties
may file a stipulated joint appendix. A supplemental appendix,
containing material not included in an appendix previously filed, may be
filed with the appellee's brief. An appendix should not be lengthy, and
costs for a lengthy appendix will not be awarded.
(f) Indexing of Appendix. If a
party elects to file an appendix containing portions of the transcript
of proceedings, it shall contain an index of the portions of the
transcript contained therein in the form and detail described in Circuit
Rule 10(e) as well as a complete table of contents.
CIRCUIT RULE 31. Filing of
Briefs and Failure to Timely File Briefs
(a) Time for Filing Briefs.
Except in agency cases, the time for filing briefs shall run from the
date the appeal is docketed, regardless of the completeness of the
record at the time of docketing, unless the court orders otherwise.
(b) Number of Briefs Required. The clerk of this court is authorized to
accept 15 copies of briefs as substantial compliance with Rule 31(b),
Fed. R. App. P. Appointed counsel shall also file 15 copies.
(c) Failure of Appellant to File Brief. When an appellant's original
brief is not filed when it is due, the procedure shall be as follows:
(1) All Criminal Cases in Which the Defendant Has Counsel and Civil
Cases With Court-Appointed Counsel. The clerk shall enter an order
directing counsel to show cause within 14 days why disciplinary action
should not be taken. The court will then take appropriate action.
(2) All Other Cases. The clerk shall enter an order directing counsel,
or a pro se appellant, to show cause why the appeal should not be
dismissed. The court will then take appropriate action.
(d) Failure of Appellee to File Brief. When an appellee's brief is not
filed on time, the clerk shall enter an order requiring the appellee to
show cause within 14 days why the case should not be treated as ready
for oral argument or submission and the appellee denied oral argument.
The court will then take appropriate action.
(e) Digital Versions.
(1) A digital version of each brief (including the appendix required by
Circuit Rule 30(a) to (c)) must be furnished to the court at the time
the paper brief is filed, unless counsel certifies that the material is
not available electronically. The full contents of the brief (from cover
through conclusion) must be furnished even if digital versions of some
materials in the Rule 30 appendix are not available.
(2) The digital version must be furnished on floppy disk, on CD-ROM, or
via the Internet. Detailed instructions appear on the court's web page .
The label of a disk, if one is used, must show the case name, docket
number, and party on whose behalf the brief is presented.
(3) The electronic version must be in Portable Document Format (also
known as PDF or Acrobat format). This format must be generated by
printing to PDF from the original word processing file, so that the text
of the digital brief may be searched and copied: PDF images created by
scanning paper documents do not comply with this rule.
(4) One copy of the digital version must be furnished to each party
separately represented by counsel.
CIRCUIT RULE 32. Form of a
Brief
(a) A brief need not comply with the portion of Fed. R. App. P. 32(a)(3)
requiring it to "lie reasonably flat when open." A brief's binding is
acceptable if it is secure and does not obscure the text.
(b) A brief need not comply with the 14-point-type requirement in Fed.
R. App. P. 32(a)(5)(A). A brief is acceptable if proportionally spaced
type is 12 points or larger in the body of the brief, and 11 points or
larger in footnotes.
CIRCUIT RULE 32.1.
Publication of Opinions
(a) Policy. It is the policy
of the circuit to avoid issuing unnecessary opinions.
(b) Publication. The court may dispose of an appeal by an opinion or an
order. Opinions, which may be signed or per curiam, are released in
printed form, are published in the Federal Reporter, and constitute the
law of the circuit. Orders, which are unsigned, are released in
photocopied form, are not published in the Federal Reporter, and are not
treated as precedents. Every order bears the legend: “Nonprecedential
disposition. To be cited only in accordance with Fed. R. App. P. 32.1.”
(c) Motion to change status. Any person may request by motion that an
order be reissued as an opinion. The motion should state why this change
would be appropriate.
(d) Citation of older orders. No order of this court issued before
January 1, 2007, may be cited except to support a claim of preclusion
(res judicata or collateral estoppel) or to establish the law of the
case from an earlier appeal in the same proceeding.
CIRCUIT RULE 33. Prehearing
Conference
At the conference the court
may, among other things, examine its jurisdiction, simplify and define
issues, consolidate cases, establish the briefing schedule, set
limitations on the length of briefs, and explore the possibility of
settlement.
CIRCUIT RULE 34. Oral
Argument
(a) Notice to Clerk. The names of counsel intending to argue orally
shall be furnished to the clerk not later than two business days before
the argument.
(b) Calendar.
(1) The calendar for a particular day will generally consist of three
appeals scheduled for oral argument at 9:30 a.m., one appeal scheduled
for oral argument at 10:30 a.m., and two appeals scheduled for oral
argument at 2:00 p.m. The amount of time allotted for oral argument will
be set based on the nature of the case. The clerk will notify counsel of
the allocation approximately 21 days before the argument. The types of
cases listed below are to be given priority, though the sequence of
listing here is not intended to indicate relative priority among the
types of cases.
(i) Appeal from an order of confinement after refusal of an immunized
witness to testify before the grand jury. (These appeals must be decided
within 30 days.) 28 U.S.C. § 1826.
(ii) Criminal Appeals. Rule 45(b), Fed. R. App. P.
(iii) Appeals from orders refusing or imposing conditions of release,
which will be heard without the necessity of briefs. Rule 9, Fed. R.
App. P.
(iv) Appeals involving issues of public importance.
(v) Habeas corpus and 28 U.S.C. § 2255 appeals.
(vi) Appeals from the granting, denying, or modifying of injunctions.
(vii) Petitions for writs of mandamus and prohibition and other
extraordinary writs. Rule 21(b) and
(c), Fed. R. App. P.
(viii) "Any other action if good cause therefore is shown. For purposes
of this subsection, 'good cause' is shown if a right under the
Constitution of the United States or a Federal Statute (including rights
under section 552 of Title 5) would be maintained in a factual context
that indicates that a request for expedited consideration has merit." 28
U.S.C. § 1657.
(2) Consideration will be given to requests addressed to the clerk by
out-of-town counsel to schedule more than one appeal for oral argument
the same day in order to minimize travel time and expenses.
(3) Requests by counsel, made in advance of the scheduling of an appeal
for oral argument, that the court avoid scheduling the oral argument for
a particular day or week will be respected, if possible.
(4) Once an appeal has been scheduled for oral argument, the court will
not ordinarily reschedule it. Requests under subparagraphs (2) and (3)
of this paragraph should therefore be made as early as possible. Counsel
should have in mind that, when practicable, criminal appeals are
scheduled for oral argument shortly after the appellant's brief is filed
and civil appeals shortly after the appellee's brief is filed.
(c) Divided Argument Not Favored. Divided arguments on behalf of a
single party or multiple parties with the same interests are not favored
by the court. When such arguments are nevertheless divided or when more
than one counsel argues on the same side for parties with differing
interests, the time allowed shall be apportioned between such counsel in
their own discretion. If counsel are unable to agree, the court will
allocate the time.
(d) Preparation. In preparing for oral arguments, counsel should be
mindful that this court follows the practice of reading briefs prior to
oral argument.
(e) Waiver or Postponement. Any request for waiver or postponement of a
scheduled oral argument must be made by formal motion, with proof of
service on all other counsel or parties. Postponements will be granted
only in extraordinary circumstances.
(f) Statement Concerning Oral Argument. A party may include, as part of
a principal brief, a short statement explaining why oral argument is (or
is not) appropriate under the criteria of Fed. R. App. P. 34(a).
(g) Citation of Authorities at Oral Argument. Counsel may not cite or
discuss a case at oral argument unless the case has been cited in one of
the briefs or drawn to the attention of the court and opposing counsel
by a filing under Fed R. App. P. 28(j). The filing may be made on the
day of oral argument, if absolutely necessary, but should be made
sooner.
(h) Argument by Law Student. The court may permit a law student to
present oral argument under supervision of a member of this court's bar,
with the client's written approval, if the representation is part of a
program of an accredited law school. The supervising attorney's motion
must be filed at least 14 days before the date on which argument is to
be held and must state the reasons why presentation of argument by a law
student is appropriate.
Circuit Rule 35. Petitions
for Rehearing En Banc
Every petition for rehearing
en banc, and every brief of an amicus curiae supporting or opposing a
petition for rehearing en banc, must include a statement providing the
information required by Fed. R. App. P. 26.1 and Circuit Rule 26.1 as of
the date the petition is filed.
CIRCUIT RULE 36.
Reassignment of Remanded Cases
Whenever a case tried in a
district court is remanded by this court for a new trial, it shall be
reassigned by the district court for trial before a judge other than the
judge who heard the prior trial unless the remand order directs or all
parties request that the same judge retry the case. In appeals which are
not subject to this rule by its terms, this court may nevertheless
direct in its opinion or order that this rule shall apply on remand.
CIRCUIT RULE 39. Costs of
Printing Briefs and Appendices
The cost of printing or
otherwise producing copies of briefs and appendices shall not exceed the
maximum rate per page as established by the clerk of the court of
appeals. If a commercial printing process has been used, a copy of the
bill must be attached to the itemized and verified bill of costs filed
and served by the party.
CIRCUIT RULE 40. Petitions
for Rehearing
(a) Table of Contents. The
petition for rehearing shall include a table of contents with page
references and a table of cases (alphabetically arranged), statutes and
other authorities cited, with reference to the pages of the brief where
they are cited.
(b) Number of Copies. Fifteen copies of a petition for rehearing shall
be filed, except that 30 shall be filed if the petitioner suggests
rehearing en banc.
(c) Time for Filing After Decision in Agency Case. The date on which
this court enters a final order or files a dispositive opinion is the
date of the "entry of judgment" for the purpose of commencing the period
for filing a petition for rehearing in accordance with Fed. R. App. P.
40, notwithstanding the fact that a formal detailed judgment is entered
at a later date.
(d) Time for Filing after Decision from the Bench. The time limit for
filing a petition for rehearing shall run from the date of this court's
written order following a decision from the bench.
(e) Rehearing Sua Sponte before Decision. A proposed opinion approved by
a panel of this court adopting a position which would overrule a prior
decision of this court or create a conflict between or among circuits
shall not be published unless it is first circulated among the active
members of this court and a majority of them do not vote to rehear en
banc the issue of whether the position should be adopted. In the
discretion of the panel, a proposed opinion which would establish a new
rule or procedure may be similarly circulated before it is issued. When
the position is adopted by the panel after compliance with this
procedure, the opinion, when published, shall contain a footnote worded,
depending on the circumstances, in substance as follows:
This opinion has been
circulated among all judges of this court in regular active service. (No
judge favored, or, A majority did not favor) a rehearing en banc on the
question of (e.g., overruling Doe v. Roe.)
CIRCUIT RULE 41. Immediate
Issuance of Mandate After Certain Dispositions
The mandate will issue
immediately when an appeal is dismissed (1) voluntarily, (2) for failure
to pay the docket fee, (3) for failure to file the docketing statement
under Circuit Rule 3(c), or (4) for failure by the appellant to file a
brief.
CIRCUIT RULE 43. Change in
Public Offices
Whenever any of the parties to
the litigation appears in an official capacity and there is a change in
the occupant of the office after the filing of the Rule 3(c)(1)
docketing statement, the official-capacity litigant (other than a member
of the Cabinet) must notify the court of the identity of the new
occupant of the office. Similarly, in collateral attacks on confinement,
the parties must notify the court of any change in custodian or
custodial status.
CIRCUIT RULE 45. Fees
(a) Fees To Be Collected by the Clerk. The fees to be collected by the
clerk are as follows:
(1) For docketing a case on appeal or review, or docketing any other
proceeding, $100. A separate fee shall be paid by each party filing a
notice of appeal in the district court, but parties filing a joint
notice of appeal in the district court are required to pay only one fee.
A docketing fee shall not be charged for the docketing of an application
for the allowance of an interlocutory appeal under 28 U.S.C. § 1292(b),
unless the appeal is allowed.
(2) For every search of the records of the court and certifying the
results of the same, $20.
(3) For certifying or exemplifying any document or paper, whether the
certification or exemplification is made directly on the document, or by
separate instrument, $7.
(4) For reproducing any record or paper, 50 cents per page. This fee
does not include certification.
(5) For reproduction of magnetic tape audio recordings, either cassette
or reel-to-reel, $20.
(6) For each printed copy of any opinion, including any separate and
dissenting opinions in the case, regardless of whether the copy is
certified, $2, but no charge shall be assessed for:
(i) A copy of the opinion furnished to each party of record in the case,
and
(ii) Copies of opinions furnished those appearing upon a "Public
Interest List" established by order of the court in the interest of
providing proper and adequate media of dissemination to the general
public.
(7) For retrieval of a record from a Federal Records Center, National
Archives, or other storage location removed from the place of business
of the court, $35.
(8) For a check paid into the court which is returned for lack of funds,
$35.
(9) No other fees for miscellaneous services than those prescribed by
the Judicial Conference of the United States shall be charged or
collected by any clerk of court.
(b) Fees To Be Paid in
Advance. The clerk shall not be required to docket any proceeding or
perform any other service until all fees due to the clerk have been
paid, except at the direction of a judge of this court or at the
instance of a party who is entitled to proceed without prepayment of
fees.
CIRCUIT RULE 46. Attorneys
(a) Admission. The lead attorney for all parties represented by counsel
in this court must be admitted to practice in this court. Counsel have
thirty days from docketing of the matter in this court to comply. In
addition, any attorney who orally argues an appeal must be admitted to
practice in this court. An applicant for admission to the bar of this
court shall file with the clerk an application on the form furnished by
the clerk. The oath or affirmation thereon may be taken before any
officer authorized by federal or state law to administer an oath. When
an appropriate application and motion have been filed and fee tendered,
if a fee be required, the clerk shall present the papers to an active or
senior circuit judge for action in chambers unless the applicant
requests admission in open court. If admission is in open court, the
applicant must appear in person and the sponsor shall make an oral
motion in support of the written application. If admission is in
chambers, the applicant and sponsor need not appear.
(b) Admission Fees. The prescribed fee for admission is $15.00, except
that attorneys who have been appointed by the district court or this
court to represent a party on appeal in forma pauperis, law clerks to
judges of this court or the district courts, and attorneys employed by
the United States or any agency thereof need not pay the fee. The clerk
shall receive the fee as trustee of the lawyers fund and shall deposit
it in a bank designated by the court. Payments from the fund shall be
made for the purchase of law books, for library conveniences, or other
court purposes, by checks duly signed by the clerk as trustee and
countersigned by two judges of this court.
(c) Government Attorneys. Attorneys for any federal, state or local
government office or agency may appear before this court in connection
with their official duties without being formally admitted to practice
before the court.
(d) Striking a Name from the
Roll of Attorneys. Whenever it is shown to this court that any members
of its bar have been disbarred or suspended from practice, or their
names have been stricken from the roll of attorneys, in any state, or
the District of Columbia, they will be forthwith suspended from practice
before this court. They will thereupon be afforded the opportunity to
show cause, within 30 days, why their names should not be stricken from
the roll of attorneys admitted to practice before this court. Upon the
attorney's response to the rule to show cause, or upon the expiration of
the 30 days if no response is made, this court will enter an appropriate
order.
CIRCUIT RULE 47. Advisory
Committee
The court shall appoint an
Advisory Committee to provide a forum for continuing study of the
procedures of the court and to serve as a conduit between members of the
bar who have suggestions for change and the court, which retains
ultimate responsibility for effectuating change. The committee shall
consist of one district judge, one law school professor, and two
attorneys from each state of the circuit, Illinois, Indiana, and
Wisconsin, and, as ex officio members, the President and First
Vice-President of the Seventh Circuit Bar Association, the Circuit
Executive, the Senior Staff Attorney, and the Clerk of this court. The
district judges, attorneys, and law school professors on the committee
shall serve three-year terms with the appointments being staggered.
The court shall appoint a
chairman from the membership of the committee to serve for a two-year
term. The advisory committee shall promulgate its own rules, and call
its own meetings. The advisory committee shall arrange for notice of
proposed rule changes and shall consider comments received. From time to
time, as it deems necessary or advisable, it shall make recommendations
to the circuit council or to the court. Suggestions for consideration by
the advisory committee may be filed with the clerk of this court.
CIRCUIT RULE 50. Judges to
Give Reasons when Dismissing a Claim, Granting Summary Judgment, or
Entering an Appealable Order
Whenever a district court
resolves any claim or counterclaim on the merits, terminates the
litigation in its court (as by remanding or transferring the case, or
denying leave to proceed in forma pauperis with or without prejudice),
or enters an interlocutory order that may be appealed to the court of
appeals, the judge shall give his or her reasons, either orally on the
record or by written statement. The court urges the parties to bring to
this court's attention as soon as possible any failure to comply with
this rule.
CIRCUIT RULE 51. Summary
Disposition of Certain Appeals by Convicted Persons; Waiver of Appeal
(a) Duties of Criminal Trial Counsel.
Trial counsel in a criminal case, whether retained or appointed by the
district court, is responsible for the continued representation of the
client desiring to appeal unless specifically relieved by the court of
appeals upon a motion to withdraw. Such relief shall be freely granted.
If trial counsel was appointed by the district court and a notice of
appeal has been filed, trial counsel will be appointed as appellate
counsel without further proof of the client's eligibility for appointed
counsel. If the client was not found to be eligible for Criminal Justice
Act representation in the district court but appears to qualify on
appeal, trial counsel must immediately assist the client in filing in
the district court a motion to proceed as one who is financially unable
to obtain an adequate defense in a criminal case. This motion must be
accompanied by an affidavit containing substantially the same
information as contained in Form 4 of the Appendix to the Federal Rules
of Appellate Procedure. If the motion is granted, the court of appeals
will appoint trial counsel as appellate counsel unless the district
court informs the court of appeals that new counsel should be appointed.
If the motion is denied by the district court, trial counsel may file a
similar motion in the court of appeals. Counsel may have additional
duties under Part V of the Circuit's Plan implementing the Criminal
Justice Act of 1964.
(b) Withdrawal of Court-Appointed Counsel in a Criminal Case. When
representing a convicted person in a proceeding to review the
conviction, court-appointed counsel who files a brief characterizing an
appeal as frivolous and moves to withdraw (see Anders v. California,
386 U.S. 738 (1967); United States v. Edwards, 777 F.2d 364 (7th
Cir. 1985)) shall file with the brief a proof of service which also
indicates the current address of the client. Except as provided in
paragraph
(g) of this rule, the clerk shall then send to the client by
certified mail, return receipt requested, a copy of the brief and
motion, with a notice in substantially the form set out in Appendix I to
these rules. The same procedures shall be followed by court-appointed
counsel and the clerk when a motion to dismiss the appeal has been filed
by the appellee and the appellant's counsel believes that any argument
that could be made in opposition to the motion would be frivolous.
(c) Time for Filing Motion to Withdraw in a Criminal Case.Any motion to
withdraw for good cause (other than the frivolousness of an appeal) must
be filed in the court of appeals within 14 days of the notice of appeal.
The court of appeals will make all appellate appointments.
(d) Notice of Motion to Dismiss Pro Se Appeal. When a convicted person
appears pro se in a proceeding to review the conviction, and the
government moves to dismiss the appeal for a reason other than failure
to file a brief on time, the clerk shall, unless paragraph (e) of this
rule applies, send to the convicted person by certified mail, return
receipt requested, a copy of the motion with a notice in substantially
the form set out in Appendix II to these rules.
(e) Dismissal if No Response. If no response to a notice under paragraph
(a) or (b) of this rule is received within 30 days after the mailing,
the appeal may be dismissed.
(f) Voluntary Waiver of Appeal. Notwithstanding the preceding
paragraphs, if the convicted person consents to dismissal of the appeal
after consultation with appellate counsel, the appeal may be dismissed
upon the filing of a motion accompanied by an executed acknowledgment
and consent in substantially the form set out in Appendix III to these
rules. See Rule 42(b), Fed. R. App. P.
(g) Incompetent Appellant. If,
in a case in which paragraph (a) or (b) of this rule would otherwise be
applicable, the convicted person has been found incompetent or there is
reason to believe that person is incompetent, the motion shall so state
and the matter shall be referred directly to the court by the clerk for
such action as law and justice may require.
CIRCUIT RULE 52.
Certification of Questions of State Law
(a) When the rules of the highest court of a state provide for
certification to that court by a federal court of questions arising
under the laws of that state which will control the outcome of a case
pending in the federal court, this court, sua sponte or on motion of a
party, may certify such a question to the state court in accordance with
the rules of that court, and may stay the case in this court to await
the state court's decision of the question certified. The certification
will be made after the briefs are filed in this court. A motion for
certification shall be included in the moving party's brief.
(b) If the state court decides
the certified issue, then within 21 days after the issuance of its
opinion the parties must file in this court statements of their
positions about what action this court should take to complete the
resolution of the appeal.
CIRCUIT RULE 53.
[Rescinded]
CIRCUIT RULE 54. Remands
from Supreme Court
When the Supreme Court remands
a case to this court for further proceedings, counsel for the parties
shall, within 21 days after the issuance of a certified copy of the
Supreme Court's judgment pursuant to its Rule 45.3, file statements of
their positions as to the action which ought to be taken by this court
on remand.
CIRCUIT RULE 55.
Prohibition of Photographs and Broadcasts
The taking of photographs in,
or radio or television broadcasting from the courtroom or any other
place on the 27th floor or judges' chambers or corridors adjacent
thereto on the 26th floor of the Federal Courthouse located at 219 South
Dearborn Street, Chicago, Illinois, without permission of the court, is
prohibited.
CIRCUIT RULE 56.
Opportunity to Object and Make Proposals on the Record
(a) Opportunity to State Objections and their Rationale. Whenever a rule
of court requires concrete proposals or objections and reasons in order
to preserve a claim for appeal (e.g., Fed. R. Civ. P. 51, Fed. R. Crim.
P. 30, Fed R. Evid. 103(a)), the judge must ensure that parties have an
adequate opportunity to put their proposals, objections, and reasons on
the record. When the judge entertains proposals or objections off the
record (for example, a sidebar conference or a jury instruction
conference in chambers), as soon as practicable the judge must offer an
opportunity to summarize on the record the proposal or objection
discussed, and the reasons for the proposal or objection. The judge then
must state the ruling made.
(b) Waiver. Parties offered an
opportunity to make a record under part (a) of this rule must use it in
order to preserve a position for appeal. No proposal, objection, or
reason may be urged as a ground of appeal unless placed on the record. A
lawyer who believes that he or she has not been given an adequate
opportunity to make a record under this rule must so state on the
record. This rule does not alter any obligation imposed by any other
rule to make concrete proposals or to state objections and reasons in
order to preserve a claim for appeal.
CIRCUIT RULE 57. Remands
for Revision of Judgment
A party who during the
pendency of an appeal has filed a motion under Fed. R. Civ. P. 60(a) or
60(b), Fed. R. Crim. P. 35(b), or any other rule that permits the
modification of a final judgment, should request the district court to
indicate whether it is inclined to grant the motion. If the district
court so indicates, this court will remand the case for the purpose of
modifying the judgment. Any party dissatisfied with the judgment as
modified must file a fresh notice of appeal.
CIRCUIT RULE 60. Seventh
Circuit Judicial Conference
(a) Purpose of the Conference. Each year the Chief Judge shall call a
circuit judicial conference in accordance with 28 U.S.C. § 333 for the
purpose of considering the business of courts and advising means of
improving the administration of justice within the circuit. The Chief
Judge shall designate the location of the conference and either preside
at it or designate officers of the Seventh Circuit Bar Association, or
others, to preside.
(b) Members of the Conference. Each active Circuit, District,
Bankruptcy, and Magistrate Judge of the Circuit shall be a member of the
conference. The following shall be members of the conference and are
encouraged to attend: (1) Senior Circuit, District and Bankruptcy
Judges; (2) Circuit Executive, Deputy Circuit Executive, Senior Staff
Attorney for the Seventh Circuit, staff attorneys and law clerks to all
Circuit, District, Bankruptcy, and Magistrate Judges; (3) Clerks of the
Court of Appeals, District Courts and Bankruptcy Courts in the Circuit;
(4) United States Attorneys in the Circuit and their legal staffs; (5)
Federal Defenders in the Circuit and their legal staffs; (6) Members of
the Seventh Circuit Bar Association; (7) Special guests invited by the
Chief Judge or by the President of the Seventh Circuit Bar Association
with the approval of the Chief Judge; (8) United States Trustees in the
Circuit and their legal staffs.
(c) Planning of the Conference. The Judicial Conference shall be planned
by a committee composed of eight persons, four judges appointed annually
by the Chief Judge from the active judges in the Circuit and four
members of the Seventh Circuit Bar Association appointed annually by the
President of the Bar Association. The Chief Judge, after consultation
with the President of the Bar Association, shall designate one of the
members to chair the committee.
(d) Executive Session. All or part of one day of the conference shall be
designated by the Chief Judge as an executive session to be attended
only by active Circuit, District and Bankruptcy Judges, Magistrate
Judges and other court personnel.
(e) Record of the Conference. The Clerk of the Court of Appeals shall
make and preserve a record of the proceedings at the Judicial
Conference. |